{"id":52,"date":"2024-05-16T17:50:38","date_gmt":"2024-05-16T17:50:38","guid":{"rendered":"https:\/\/www.schedule13d.com\/?page_id=52"},"modified":"2024-06-04T19:30:10","modified_gmt":"2024-06-04T19:30:10","slug":"table-of-contents","status":"publish","type":"page","link":"https:\/\/www.schedule13d.com\/index.php\/instructions-for-13d\/table-of-contents\/","title":{"rendered":"Beneficial Ownership Reporting Amendments"},"content":{"rendered":"\n
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I. <\/strong>INTRODUCTION<\/a><\/p>\n\n\n\n

II. DISCUSSION OF THE FINAL AMENDMENTS<\/strong><\/p>\n\n\n\n

A. AMENDMENTS TO RULES 13D-1 AND 13D-2 AND RULES 13 AND 201 OF REGULATION S-T TO REVISE FILING DEADLINES AND FILING DATE ASSIGNMENT<\/a><\/strong><\/p>\n\n\n\n

1.\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0Rule 13d-1(a), (e), (f), and (g)<\/a><\/p>\n\n\n\n

2.\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0Rule 13d-1(b), (c), and (d)<\/a><\/p>\n\n\n\n

3.\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0Rule 13d-2(a) and (b)<\/a><\/p>\n\n\n\n

4.\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0Rule 13d-2(c) and (d)<\/a><\/p>\n\n\n\n

5.\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0Rules 13(a)(4) and 201(a) of Regulation S-T<\/a><\/p>\n<\/div><\/div>\n<\/div><\/div>\n\n\n\n

B. PROPOSED AMENDMENT TO RULE 13D-3 REGARDING THE USE OF CASH-SETTLED DERIVATIVE SECURITIES<\/a><\/strong><\/p>\n\n\n\n

1.\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0Proposed Amendment<\/a><\/p>\n\n\n\n

2.\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0Comments Received<\/a><\/p>\n\n\n\n

3.\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0Commission Guidance<\/a><\/p>\n\n\n\n

C. PROPOSED AMENDMENTS TO RULE 13D-5<\/a><\/strong><\/p>\n\n\n\n

1.\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0Proposed Rule 13d-5(b)(1)(i), (b)(2)(i), and (b)(1)(ii)<\/a><\/p>\n\n\n\n

2.\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0Proposed Rule 13d-5(b)(1)(iii) and (b)(2)(ii)<\/a><\/p>\n\n\n\n

3.\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0Proposed Rule 13d-5(b)(1)(iv) and (b)(2)(iii)<\/a><\/p>\n\n\n\n

D. PROPOSED AMENDMENTS TO RULE 13D-6 TO CREATE CERTAIN EXEMPTIONS<\/strong><\/p>\n\n\n\n

1.       Proposed Amendments<\/p>\n\n\n\n

2.       Comments Received<\/p>\n\n\n\n

3.       Final Amendments<\/p>\n\n\n\n

E. AMENDMENT TO SCHEDULE 13D TO CLARIFY DISCLOSURE REQUIREMENTS REGARDING DERIVATIVE SECURITIES<\/strong><\/p>\n\n\n\n

1.       Proposed Amendment<\/p>\n\n\n\n

2.       Comments Received<\/p>\n\n\n\n

3.       Final Amendment<\/p>\n\n\n\n

F. STRUCTURED DATA REQUIREMENT FOR SCHEDULES 13D AND 13G<\/strong><\/p>\n\n\n\n

1.       Proposed Amendment<\/p>\n\n\n\n

2.       Comments Received<\/p>\n\n\n\n

3.       Final Amendment<\/p>\n\n\n\n

G. COMPLIANCE DATES<\/strong><\/p>\n\n\n\n

III. OTHER MATTERS<\/strong><\/p>\n\n\n\n

IV. ECONOMIC ANALYSIS<\/strong><\/p>\n\n\n\n

A. OVERVIEW<\/strong><\/p>\n\n\n\n

B. BASELINE<\/strong><\/p>\n\n\n\n

1.       Current Schedule 13D and 13G Filing Requirements<\/p>\n\n\n\n

2.       Market Trends<\/p>\n\n\n\n

3.       Affected Parties and Current Market Practices<\/p>\n\n\n\n

C. ECONOMIC EFFECTS OF THE FINAL RULES<\/strong><\/p>\n\n\n\n

1.       Shortened Initial Schedule 13D Filing Deadline<\/p>\n\n\n\n

2.       Shortened Schedule 13G Filing Deadlines<\/p>\n\n\n\n

3.       Other Amendments<\/p>\n\n\n\n

D. REASONABLE ALTERNATIVES TO THE FINAL RULES<\/strong><\/p>\n\n\n\n

1.       Alternative Filing Deadlines<\/p>\n\n\n\n

2.       Tiered Approaches<\/p>\n\n\n\n

3.       Modify Structured Data Requirement<\/p>\n\n\n\n

V. PAPERWORK REDUCTION ACT<\/strong><\/p>\n\n\n\n

A.       SUMMARY OF THE COLLECTIONS OF INFORMATION<\/strong><\/p>\n\n\n\n

B.       SUMMARY OF COMMENT LETTERS ON PRA ESTIMATES<\/strong><\/p>\n\n\n\n

C.       BURDEN AND COST ESTIMATES FOR THE FINAL AMENDMENTS<\/strong><\/p>\n\n\n\n

VI. REGULATORY FLEXIBILITY ACT CERTIFICATION STATUTORY AUTHORITY<\/strong><\/p>\n","protected":false},"excerpt":{"rendered":"

I. INTRODUCTION II. DISCUSSION OF THE FINAL AMENDMENTS A. AMENDMENTS TO RULES 13D-1 AND 13D-2 AND RULES 13 AND 201 OF REGULATION S-T TO REVISE FILING DEADLINES AND FILING DATE ASSIGNMENT 1.\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0Rule 13d-1(a), (e), (f), and (g) 2.\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0Rule 13d-1(b), (c), and (d) 3.\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0Rule 13d-2(a) and (b) 4.\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0Rule 13d-2(c) and (d) 5.\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0\u00a0Rules 13(a)(4) and 201(a) of … Continue reading “Beneficial Ownership Reporting Amendments”<\/span><\/a><\/p>\n","protected":false},"author":1,"featured_media":0,"parent":37,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"footnotes":""},"class_list":["post-52","page","type-page","status-publish","hentry"],"_links":{"self":[{"href":"https:\/\/www.schedule13d.com\/index.php\/wp-json\/wp\/v2\/pages\/52","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.schedule13d.com\/index.php\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/www.schedule13d.com\/index.php\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/www.schedule13d.com\/index.php\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/www.schedule13d.com\/index.php\/wp-json\/wp\/v2\/comments?post=52"}],"version-history":[{"count":5,"href":"https:\/\/www.schedule13d.com\/index.php\/wp-json\/wp\/v2\/pages\/52\/revisions"}],"predecessor-version":[{"id":276,"href":"https:\/\/www.schedule13d.com\/index.php\/wp-json\/wp\/v2\/pages\/52\/revisions\/276"}],"up":[{"embeddable":true,"href":"https:\/\/www.schedule13d.com\/index.php\/wp-json\/wp\/v2\/pages\/37"}],"wp:attachment":[{"href":"https:\/\/www.schedule13d.com\/index.php\/wp-json\/wp\/v2\/media?parent=52"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}